Noyes Capital Management is a Registered Investment Advisor (RIA) supervised by the SEC. RIA's must have over $25 million of assets under management to be registered with the SEC.
- We are licensed to operate as a Registered Investment Advisor with the SEC;
- Noyes Capital is subject to random audits by the SEC;
- Noyes Capital maintains a compliance manual, code of ethics, disaster recovery plan, and client confidentiality procedures and data security policies. These are available to active clients of the firm upon request;
In order to assist in your evaluation process, Noyes Capital offers the following links to help in your comparison. We believe in full disclosure.
NCM Online ADV Part I – SEC Advisor website – type in our name
NCM ADV Part II - please call 973-267-8120 for the most recent version
NCM Privacy Statement - NCM Privacy Statement
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